Class of Instrument;Notification if <1 average trade per business day in the previous year;Top five broker ranked in terms of trading volumes (descending order) - Name and Venue Identifier (MIC or LEI);Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders
Equities – Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day);N;CYYGQCGNHMHPSMRL3R97 - HSBC SECURITIES (USA) INC.;52,2;62,32;0;0;71,62
Equities – Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day);N;549300SXSTGQY3EA1B18 - RBC Capital Markets (Europe) GmbH;27,9;9,04;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day);N;F0HUI1NY1AZMJMD8LP67 - HSBC France;19,44;25,99;0;0;8,43
Equities – Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day);N;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;0,34;1,19;0;0;27,41
Equities – Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day);N;50OBSE5T5521O6SMZR28 - Interactive Brokers LLC;0,11;1,46;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day);N;549300SXSTGQY3EA1B18 - RBC Capital Markets (Europe) GmbH;58,3;69,35;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day);N;CYYGQCGNHMHPSMRL3R97 - HSBC SECURITIES (USA) INC.;30,16;23,29;0;0;37,26
Equities – Shares & Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day);N;F0HUI1NY1AZMJMD8LP67 - HSBC France;10,72;5,59;0;0;26,69
Equities – Shares & Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day);N;9695005EOZG9X8IRJD84 - KEPLER CHEUVREUX;0,3;0,01;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day);N;50OBSE5T5521O6SMZR28 - Interactive Brokers LLC;0,29;1,38;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity band 1 and 2 (from 0 to 79 trades per day);N;549300SXSTGQY3EA1B18 - RBC Capital Markets (Europe) GmbH;73,99;82,58;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity band 1 and 2 (from 0 to 79 trades per day);N;CYYGQCGNHMHPSMRL3R97 - HSBC SECURITIES (USA) INC.;22,1;15,87;0;0;42,14
Equities – Shares & Depositary Receipts - Tick size liquidity band 1 and 2 (from 0 to 79 trades per day);N;F0HUI1NY1AZMJMD8LP67 - HSBC France;3,61;1,26;0;0;11,74
Equities – Shares & Depositary Receipts - Tick size liquidity band 1 and 2 (from 0 to 79 trades per day);N;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;0,24;0,08;0;0;100
Equities – Shares & Depositary Receipts - Tick size liquidity band 1 and 2 (from 0 to 79 trades per day);N;50OBSE5T5521O6SMZR28 - Interactive Brokers LLC;0,04;0,16;0;0;100
Debt instruments - Bonds;N;529900XOJQMU4B2GCT21 - Hellwig Wertpapierhandelsbank GmbH;52,41;55,97;0;0;41,82
Debt instruments - Bonds;N;39120043LUI1WJS8IX30 - Wolfgang Steubing AG Wertpapierdienstleister;47,59;44,03;0;0;50,98
Debt instruments - Money markets instruments;Y;529900XOJQMU4B2GCT21 - Hellwig Wertpapierhandelsbank GmbH;100;100;0;0;100
Interest rates derivatives - Futures and options admitted to trading on a trading venue;Y;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;100;100;0;0;100
Interest rates derivatives - Swaps, forwards, and other interest rates derivatives;Y;;;;;;
credit derivatives - Futures and options admitted to trading on a trading venue;Y;;;;;;
credit derivatives - Other credit derivatives;Y;;;;;;
currency derivatives - Futures and options admitted to trading on a trading venue;Y;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;100;100;0;0;100
currency derivatives - Swaps, forwards, and other currency derivatives;Y;;;;;;
Structured finance instruments;Y;;;;;;
Equity Derivatives - Options and Futures admitted to trading on a trading venue;N;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;100;99,97;0;0;100
Equity Derivatives - Options and Futures admitted to trading on a trading venue;N;50OBSE5T5521O6SMZR28 - Interactive Brokers LLC;0;0,03;0;0;100
Equity Derivatives - Swaps and other equity derivatives;Y;;;;;;
Securitized Derivatives - Warrants and Certificate Derivatives;Y;549300SXSTGQY3EA1B18 - RBC Capital Markets (Europe) GmbH;83,12;85,71;0;0;100
Securitized Derivatives - Warrants and Certificate Derivatives;Y;CYYGQCGNHMHPSMRL3R97 - HSBC SECURITIES (USA) INC.;16,88;14,29;0;0;0
Securitized Derivatives - Other securitized derivatives;Y;;;;;;
Commodities derivatives and emission allowances Derivatives - Options and Futures admitted to trading on a trading venue;N;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;100;100;0;0;100
Commodities derivatives and emission allowances Derivatives - Other commodities derivatives and emission allowances derivatives;Y;;;;;;
Contracts for difference;Y;;;;;;
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities);N;F0HUI1NY1AZMJMD8LP67 - HSBC France;99,38;99,34;0;0;0,19
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities);N;CYYGQCGNHMHPSMRL3R97 - HSBC SECURITIES (USA) INC.;0,43;0,2;0;0;72,5
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities);N;MP6I5ZYZBEU3UXPYFY54 - HSBC BANK PLC;0,16;0,04;0;0;85,71
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities);N;50OBSE5T5521O6SMZR28 - Interactive Brokers LLC;0,02;0,42;0;0;100
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities);N;TXDSU46SXBWIGJ8G8E98 - RBC Europe Limited;0,01;0,01;0;0;100
Emission allowances;Y;;;;;;
Other instruments;Y;9695005EOZG9X8IRJD84 - KEPLER CHEUVREUX;96,74;61,54;0;0;100
Other instruments;Y;F0HUI1NY1AZMJMD8LP67 - HSBC France;2,96;4,81;0;0;100
Other instruments;Y;529900XOJQMU4B2GCT21 - Hellwig Wertpapierhandelsbank GmbH;0,29;0,96;0;0;100
Other instruments;Y;213800HW5IDIRLWH1203 - PT BANK HSBC INDONESIA;0;1,92;0;0;100
Other instruments;Y;R0MUWSFPU8MPRO8K5P83 - BNP PARIBAS SA;0;9,62;0;0;100